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Introduction
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Unusual and Suspicious Activity reporting
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Maintain Staff access to completing CDD
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Clients requiring Due Diligence selection tool
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Prescribed Transaction Reports - the submission process.
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AML Reports
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Annual report - where the data comes from
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Compliance Officer Dashboard Quiz
- Up Next
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Summary
Compliance Officer Dashboard
This course will cover everything you need to know about the Compliance Officers Dashboard.
In this course you’ll learn how to :
- Review and Action Unusual and Suspicious Activity
- Maintain staff access to complete due diligence
- Find clients with specific CDD statuses
- Review and submit PTR reports
- Run reports
Duration: 30 minutes