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Introduction
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Proof of ID folders
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Parameter - Additional Controls AML-CFT settings
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goAML settings
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Activating Client Due Diligence
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Quiz - AML-CFT Setting
- Descriptors
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Setting up Descriptors and Codes
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Quiz - Setting up Descriptors and codes
- Up Next
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Summary
AML - Parameters and Descriptors
This course gives an overview of the setup required to enable the AML functionality and tools available to support your Firm's compliance program.
In this course you’ll learn how to:
- give users access to the Compliance Officer Dashboard
- set preventions for financial transactions if CDD is not complete
- create the codes to allow for the capture of Client Due Diligence
- configure codes to support the gathering of information required for the DIA annual report